MINTZU FANG
New Taipei,NWT
Summary
Proven Compliance Manager with extensive experience at Taipei Fubon Commercial Bank Co., Ltd., adept in compliance monitoring and training development. Demonstrated success in reducing risk exposure and optimizing compliance processes. Skilled in leading audits and enhancing corporate governance, with a strong ability to communicate effectively across all levels of an organization.
Overview
22
22
years of professional experience
Work History
Compliance Manager
Taipei Fubon Commercial Bank Co., Ltd.
07.2023 - Current
- Managed compliance efforts, reporting and audits.
- Reviewed documents, files, transcripts, and other records to assess compliance and potential risk.
- Reduced risk exposure for the company by identifying and addressing areas of noncompliance.
- Prepared records and data for regular audits.
- Optimize the unethical behavior risk assessment module.
- Participate in corporate governance and board affairs.
- Review ESG reports and participate in related tasks.
Compliance Assistant
TransGlobe Life Insurance Inc.
01.2019 - 07.2023
- Maintained up-to-date knowledge on industry-specific rules and regulations, serving as a reliable resource for colleagues seeking guidance.
- Conducted periodic reviews of company practices, ensuring continued alignment with evolving regulatory expectations.
- Developed comprehensive reports on compliance metrics, informing senior management of key trends and areas needing improvement.
- Collaborated with cross-functional teams to address potential compliance concerns, mitigating risks effectively.
- Participate in the remote insurance pilot project project.
Senior Legal Specialist
EASYCARD Corporation
01.2012 - 02.2019
- Developed compliance best practices for company.
- Directed and supported staff with business registrations and other legal requirements.
- Monitored state and federal regulations to keep company up to date with changing laws.
- Collaborated with human resources and outside counsel to protect company from legal claims.
- Also responsible for public relations work, responsible for communicating with the parliament, issuing press releases, and holding press conferences.
Paralegal
Formosan Brothers Attorneys-at-law
04.2003 - 05.2011
- Reduced attorney workload by drafting routine legal documents such as pleadings, motions, and affidavits.
- Managed scheduling of court calendars and deadlines to maintain smooth flow of firm operations.
- Enhanced case efficiency by organizing and maintaining legal documents, files, and correspondence.
- Assisted counsel in preparing answers, providing documentation, and information for discovery request.
Education
Master of Business Administration - Program of Law in Business Administration
National Taiwan University
Taipei City, Taiwan06-2019
Bachelor of Laws -
National Taipei University
Taipei City, Taiwan06-2000
Skills
- Compliance monitoring
- Training development
- Internal audits
- Training and education
Timeline
Compliance Manager
Taipei Fubon Commercial Bank Co., Ltd.
07.2023 - Current
Compliance Assistant
TransGlobe Life Insurance Inc.
01.2019 - 07.2023
Senior Legal Specialist
EASYCARD Corporation
01.2012 - 02.2019
Paralegal
Formosan Brothers Attorneys-at-law
04.2003 - 05.2011
Master of Business Administration - Program of Law in Business Administration
National Taiwan University
Bachelor of Laws -
National Taipei University
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