Tony Chung

Tony is a seasoned Technology Risk Management professional with a wealth of expertise in the intricacies of the investment banking sector. As a proactive risk manager, he adeptly secures management buy-in to acknowledge potential threats and provides strategic counsel on bolstering key controls. Over his illustrious 15+ year career, Tony has spearheaded diverse risk reviews encompassing project audits at HKEX, trading process evaluations at Citi, internal audit initiatives and review on corrective actions for regulatory breaches at Citi, compliance with ISO standards on Information Security and business continuity at RBS, and risk advisory coupled with external audit engagements at KPMG. His passion for data analysis is evident through his proficiency in utilizing Python and SQL queries, underscoring his commitment to staying at the forefront of technological advancements in risk management.

• Pioneered the design and successful implementation of the global electronic trading framework, specifically tailored for the APAC region, during my tenure at Citi Risk Management.
• Spearheaded issue validation reviews related to regulatory breaches and audit findings at Citi Internal Audit, playing a pivotal role in expediting closures and enhancing operational robustness.
• Led a critical project review for the Shenzhen-Hong Kong stock connect initiative at HKEX Internal Audit, collaborating closely with the project team to resolve issues and secure regulatory approval for the seamless rollout of the project.
• Recognized for astutely identifying key risks and providing strategic counsel on controls in the realms of Information Security and Business Continuity for third-party services during RBS control reviews.
• Contributed to the success of an Internal Control review mandated by CBIRC (formerly CBRC) on money laundering prevention during my tenure at RBS, demonstrating a commitment to regulatory compliance and risk mitigation.

Hong Kong Institution of Certified Public Accountant (“HKICPA”)