Experienced Deputy Manager at Mega International Commercial Bank, with a strong background in compliance, risk management, and legal analysis.
Proven ability to enhance regulatory frameworks, ensure adherence to international standards, and contribute to legal scholarship through published research.
Passionate about deepening expertise in financial regulation and international law through advanced legal studies.
Overview
4
4
years of professional experience
Work History
Deputy Manager
Mega International Commercial Bank
Taipei City
08.2023 - Current
Oversee and manage the organization's overall compliance risk, ensuring that internal policies and procedures align with external laws and regulations set by regulatory authorities.
Continuously monitor and assess the effectiveness of the compliance system by conducting compliance testing to verify its proper operation and identify potential risks.
Supervise and ensure that both domestic and overseas branches adhere to applicable laws and regulations, with a particular focus on compliance with U.S. legal standards.
Communicate with regulatory bodies and successfully execute specific compliance-related projects as required by authorities, ensuring the organization's adherence to regulatory frameworks.
Actively participate in the development and revision of external laws and regulations by providing recommendations from bank's perspectives joining Regulatory Drafting Briefing Sessions.
Propose compliance improvement strategies, assisting in optimizing the internal compliance management framework to enhance overall risk control and ensure the organization's long-term stability and growth.
Professor's Assistant
Professor Liao, Tsung Shen (Chairperson of Law Department) National Chung Cheng University
Chiayi County
09.2020 - 01.2023
Assisted the professor in arranging the executive affairs, and engageed in discussions with undergraduate students if necessary.
Participated in the research projects regarding renewable energy, international environmental law, and international financial law, , providing analytical support and assisting in data collection.
Joined acively the Equator Principles Working Group, established by Professor Liao and the Environmental Quality Protection Foundation, and cooperate with all of them by organizing meetings to discuss important international environmental and financial law issues.
Assisted in proofreading the academic textbooks authored by Professor Liao.
Participated in a variety of significant conferences and seminars, including 'Offshore Wind Power Project and International Project Financing Legal Seminar', gaining insights into industry developments and regulatory trends.
Volunteered as an assistant instructor, supporting Professor Liao inguiding high school students on completing the national reports regarding the issues of children's human rights.
Education
Master's Degree - Financial And Economic Law
National Chung Cheng University
Chaiyi County, Taiwan (ROC)
01-2023
Bachelor of Laws - Financial And Economic Law
National Chung Cheng University
Chiayi County, Taiwan (ROC)
09-2016
Skills
Adept at legal analysis
Specialized in International Environmental, Energy, and Financial Law
Understanding of the fundamentals of the US Legal system
Engaged in academic research plan in the field of law
Published an academic article in a notable journal
Discuss actively legal issues with peers and professors
Highly motivated to explore and research new legal knowledge
Professor Liao, Tsung Shen (Chairperson of Law Department) National Chung Cheng University
09.2020 - 01.2023
Master's Degree - Financial And Economic Law
National Chung Cheng University
Bachelor of Laws - Financial And Economic Law
National Chung Cheng University
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Assistant Division Manager, Assistant Chief Accountant at Mega International Commercial Bank Co. Ltd.Assistant Division Manager, Assistant Chief Accountant at Mega International Commercial Bank Co. Ltd.