Yu-Chen (Peggy) Wang
Internal Auditor
Taipei City,TPE
Summary
Accomplished Internal Auditor at CTBC Bank with a proven track record in enhancing financial crimes compliance through rigorous audit planning and risk assessments. Skilled in regulations compliance and fostering teamwork, demonstrated success in advising operational units to strengthen control environments. Exceptional in oral and written communications, adept at collaborating across departments to achieve stringent compliance standards. Known for accuracy, efficiency and analytics skills.
Overview
17
17
years of professional experience
1
1
Certification
Work History
Internal Auditor
CTBC Bank
09.2019 - Current
- Perform evaluation of risk and controls of business units, focusing on the management of financial crimes compliance.
- Conduct regular data analysis and risk assessments on business units. Provide ad hoc advice to operational units in developing and maintaining a strong control environment.
AML Analyst
National Australia Bank
03.2018 - 05.2019
- Conduct customer due diligence reviews including checking against blacklists, adverse media and transaction history as per Bank’s AML compliance procedure.
- Investigate escalated cases (e.g. world check match, PEP, negative news) and identify any money laundering or terrorist financing related account activities.
Mortgage Loan Officer
Mega ICBC
02.2016 - 02.2018
- Streamline the loan application process for improved customer satisfaction. Assesse borrowers' financial situations to determine appropriate mortgage products and loan structure.
Mortgage Paralegal
Galilee Solicitors
08.2013 - 01.2016
- Assist in preparation of settlement proposals and agreements on behalf of local bank clients.
Mortgage Loans Officer
Mega ICBC
04.2011 - 08.2013
- Streamline the loan application process for improved customer satisfaction. Assesse borrowers' financial situations to determine appropriate mortgage products and loan structure.
Assistance Manager
The Brown Engine Cafe
01.2009 - 03.2011
- Reporting to the Business owner and general administration support duties.
Logistics Planner
Synnex Australia
04.2007 - 09.2008
- Coordinating the distribution functions and monitoring & maintaining stock levels.
Education
MBA - Accounting
University of Melbourne
Melbourne02.2007
Bachelor of Arts - Foreign Languages And Literatures
National Tsing Hua University (Taiwan)
Taiwan06.2004
Skills
Internal Controls
Audit Planning
Regulations and compliance
Teamwork and Collaboration
Oral and written communications
Certification
Certified Anti-Money Laundering Specialist (CAMS)
Languages
Chinese (Mandarin)
Native language
Japanese
Intermediate
B1
Korean
Intermediate
B1
Timeline
Certified Anti-Money Laundering Specialist (CAMS)
02-2023
Internal Auditor
CTBC Bank
09.2019 - Current
AML Analyst
National Australia Bank
03.2018 - 05.2019
Mortgage Loan Officer
Mega ICBC
02.2016 - 02.2018
Mortgage Paralegal
Galilee Solicitors
08.2013 - 01.2016
Mortgage Loans Officer
Mega ICBC
04.2011 - 08.2013
Assistance Manager
The Brown Engine Cafe
01.2009 - 03.2011
Logistics Planner
Synnex Australia
04.2007 - 09.2008
MBA - Accounting
University of Melbourne
Bachelor of Arts - Foreign Languages And Literatures
National Tsing Hua University (Taiwan)
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